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ConvergEx Director John Meserve Says Most Investment Managers Are Analyzing Commission Sharing Arrangements To Pay For Research

Investment managers are considering the use of commission sharing arrangements (CSAs) to generate trading commissions for executions with one broker that are then used to pay for research at another broker. CSAs are catching on but the SEC is expected to clarify disclosure and transparency rules in 2007.

Investment managers are considering the use of commission sharing arrangements (CSAs) to generate trading commissions for executions with one broker that are then used to pay for research at another broker. CSAs are catching on but the SEC is expected to clarify disclosure and transparency rules in 2007.

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