Stressed Out by Compliance, Reputational Damage & Fines?

Financial services executives are living in a "regulatory pressure cooker." Here's how executives are preparing for the new compliance requirements.

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Ready or not, here they come

There's a lack of agreement on whether technology, skills, staffing, or internal resources are in a high state of readiness for what lies ahead.

Though 52% of respondents said they were in a high state of readiness for what lies ahead over the next two years, they could not agree on which regulatory element was ready.

For example, 43% said that organizational and structural processes were ready, but only 36% said that technology was in a state of high readiness. One-third said that skills were up for regulatory change, while 26% cited staffing and internal resources as most ready.

Ivy is Editor-at-Large for Advanced Trading and Wall Street & Technology. Ivy is responsible for writing in-depth feature articles, daily blogs and news articles with a focus on automated trading in the capital markets. As an industry expert, Ivy has reported on a myriad ... View Full Bio

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