Q4i Presents Broker IQ at SIA Technology Conference, and more

Q4i Presents Broker IQ at SIA Technology Conference

Irving, Texas-based Broker IQ, a unit of Q4i, also based in Irving, is presenting Broker IQ, its Web-based, broker-dealer trading and compliance solution, at the SIA Technology Conference in New York City today, June 21, to June 23. The solution is designed to increase broker-dealer revenues by providing brokers with consolidated trading tools that attract top producers. It has a flexible interface that seamlessly combines all customer data. Additional compliance features include a customizable rules-based compliance engine, the ability to monitor at-risk trades, a real-time trade blotter and the ability to create comprehensive and flexible reports. The show is being held at The New York Hilton. For conference details, visit www.sia.com.

Mantas and Integra SP Partner on Compliance Solution

Herndon, Va.-based software provider Mantas has partnered with London-based Integra SP on Altio Live, Integra's real-time integration software. Mantas will leverage the Altio product suite to create an environment for rapid development, deployment and integration in real-time in the Mantas Active Pages solution. Mantas Active Pages allows users to integrate their entire workflow, combining not just surveillance but any source system -- Know Your Customer information, litigation information, market data, CRM information, HR records or any other source into a single Compliance Hub. By incorporating Altio Live, Mantas promises to provide its customers with an enhanced user experience, collaborative applications development, and unified front-end to new and existing applications.

MyC.R.O. Solutions Launches Sarbanes-Oxley Gap Analysis Capability

MyC.R.O. Solutions, a Minneapolis-based technology risk measurement and management firm, has introduced Comply, a new myC.R.O. feature designed to quantify the gap between the regulatory requirements set forth by Sarbanes-Oxley and a public company's existing enterprise technology environment.

With Comply, myC.R.O. Solutions is aiming to help public corporations effectively meet and even exceed required SOX reporting criteria. Outcomes of Comply include gap analysis, which quantifies how near to, or far from, SOX compliance the company actually is; risk mitigation insight, which includes detailed visual reports and illustrations of how each potential technology change will result in more, or less, compliance with SOX; and automated reporting, which continuously illustrates how each change in enterprise technology has served to narrow, or widen, the SOX compliance gap. "No other risk measurement tool or consulting service has the ability to conduct the objective and consistent measurement of Comply's ongoing automated reporting function," said Chuck Buckley, executive vice president of myC.R.O. Solutions, in the press release. "Only with Comply, can public organizations visually simulate how a technology change moves a company closer to -- or further away from -- SOX compliance."