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President Elect Barack Obama is expected to name Mary Schapiro, former SEC Commissioner, as Chairwoman of the Securities and Exchange Commission. Here is a CNBC Video highligting what Schapiro brings to the table.
https://www.finra.org/AboutFINRA/Leadership/p009733
Stressed Out by Compliance, Reputational Damage & Fines?
Financial services executives are living in a "regulatory pressure cooker." Here's how executives are preparing for the new compliance requirements.
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