Wall Street & Technology is part of the Informa Tech Division of Informa PLC

This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.

Compliance

10:08 PM
Connect Directly
RSS
E-Mail
50%
50%

Keeping Tabs

JPMorgan Worldwide Securities Services elected Richard Steele as chairman of the International Securities Lending Association (ISLA). He has served on ISLA's executive committee since 2001.

Deborah Mittelman joined SunGard's BRASS business unit as SVP of compliance and product management. She previously worked as Instinet's technology compliance officer and spent 12 years at Goldman Sachs.

WestCom Corp. appointed Kathleen Perone as its new CEO. Perone previously was with FOCAL Communications.

Peter Delano joins TowerGroup as a senior analyst in the research firm's investment management practice. His 13 years of industry experience include roles at IXIS Asset Management Services, Scudder and Putnam.

Register for Wall Street & Technology Newsletters
Video
Stressed Out by Compliance, Reputational Damage & Fines?
Stressed Out by Compliance, Reputational Damage & Fines?
Financial services executives are living in a "regulatory pressure cooker." Here's how executives are preparing for the new compliance requirements.