03:32 PM
Compliance Newsflashes
Best Execution Industry Symposium Tackles RegNMS and Soft Dollar Reforms
Financial Research Associates will host the third annual Best Execution Industry Symposium from January 31st to February 1st at The New York Helmsley Hotel in New York City. The event will cover best practices for structuring a soft dollar reform program, the impact of regulation NMS on trading patterns, price and volume, as well as the SEC's view of "best execution" and their expectation for firm's compliance policies. Register at frallc.com