Wall Street & Technology is part of the Informa Tech Division of Informa PLC

This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.

Trading Technology

03:32 PM
Wall Street & Technology
Wall Street & Technology
News
Connect Directly
RSS
E-Mail
50%
50%

Compliance Newsflashes

Best Execution Industry Symposium Tackles RegNMS and Soft Dollar Reforms; Deloitte & Touche Names Anti-Money Laundering Authority

Best Execution Industry Symposium Tackles RegNMS and Soft Dollar Reforms

Financial Research Associates will host the third annual Best Execution Industry Symposium from January 31st to February 1st at The New York Helmsley Hotel in New York City. The event will cover best practices for structuring a soft dollar reform program, the impact of regulation NMS on trading patterns, price and volume, as well as the SEC's view of "best execution" and their expectation for firm's compliance policies. Register at frallc.com

Previous
1 of 2
Next
Register for Wall Street & Technology Newsletters
Video
All Videos
Trading Floors
Slideshows
Exclusive: Inside the GETCO Execution Services Trading Floor
Exclusive: Inside the GETCO Execution Services Trading Floor
Advanced Trading takes you on an exclusive tour of the New York trading floor of GETCO Execution Services, the solutions arm of GETCO.
More Trading Floors