The FX Debacle: Another Failure in Compliance Controls
6/5/2014The manipulations in the FX markets show that self regulation will only go so far and that dealers will have to vastly improve existing compliance technology.
Profile of Stephen Anikewich
Head, US Compliance, NICE Actimize Blog Posts: 1Stephen Anikewich is Head of US Compliance for NICE Actimize and responsible for business development of the institutional risk platform. He provides consulting support to help Actimize clients meet their compliance and business needs. He is an expert in the Capital Markets Compliance industry, with more than 30 years of compliance experience and a passion for the investment banking business. Prior to joining Actimize, Stephen worked as an independent consultant for investment banks, law firms, enterprise risk management vendors, and other financial institutions. He was previously a Managing Director and Chief Compliance Officer with UBS Investment Bank.
Articles by Stephen Anikewich
The manipulations in the FX markets show that self regulation will only go so far and that dealers will have to vastly improve existing compliance technology.
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