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News & Commentary
Content tagged with Compliance posted in March 2008
Buy-Side Still Values Sell-Side Research, Study Says
News  |  3/26/2008  | 
Asset managers find the most value in corporate access and one-on-one meetings.
Lack of Standardization in Data, Reporting to Hinder Basel II Compliance
News  |  3/18/2008  | 
Nearly half of the more than 100 financial services and compliance professionals who participated in an FRSGlobal survey indicate standardization of their business reporting processes is insufficient.
SocGen: Another Trader is Detained
News  |  3/12/2008  | 
SocGen confirmed that police have searched its trading floor and held a new trader and former colleague of rogue trader Jerome Kerviel, for questioning. Some records were also taken away by officers. Meanwhile, the UK's FSA highlighted measures banks should take to protect themselves against "rogue trader" risk...
IT Vendor Management More Important than Ever for Financial Firms
News  |  3/5/2008  | 
A new survey has found that IT vendor management is becoming increasingly important for banks, who now consider it an enterprise-wide issue that can help significantly reduce costs and...

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Exclusive: Inside the GETCO Execution Services Trading Floor
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