Content tagged with Compliance posted in September 2014
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The FSB's Swaps Data Aggregation Report, a Technical Review
The Report discusses legal, technological, and regulatory issues to be resolved in order to obtain a complete view of swap transactions around the world.
Asia/Pacific Challenged by T+2 European Settlement Cycle
A survey commissioned by Omgeo shows market participants in Asia/Pacific are ill prepared for Europe's T+2 settlement deadline in October.
Markit Collaboration Services Directory Integrated With Reuters Eikon Messenger
The integration is helping users access and collaborate more efficiently with a community of over 250,000 financial professionals.
SEC Commissioner Urges Agency to Reform Equities & Fixed Income Markets
In a speech this week, SEC Commissioner Dan Gallagher said the SEC must act on the opaque fixed income markets and put Reg NMS under the microscope.
With UCITS V, $9T Isn’t as Easy as It Used to Be
With UCITS V's restrictive remuneration rules and hidden costs, going global may get a little less attractive.
Canada's Securities Depository Now a Pre-LOU, Part of Global LEI System
Canada's national securities depository, clearing, and settlement service was endorsed as a Pre-LOU ahead of the Oct. 31 trade reporting deadline.
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Exclusive: Inside the GETCO Execution Services Trading Floor
Advanced Trading takes you on an exclusive tour of the New York trading floor of GETCO Execution Services, the solutions arm of GETCO.
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