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News & Commentary
Content tagged with Compliance posted in September 2003
The Three Biggest Mistakes of e-Mail Compliance-And How to Avoid Them
News  |  9/26/2003  | 
Many firms quickly discover, in terms of transactions processed per day, storage utilization, and indexing and searching demands, their e-mail archiving solution represents one of their largest, most processing intensive applications.
Compliance Session: E-mail Retention Still Confounds Financial Industry
News  |  9/25/2003  | 
Rules that require firms to retain their e-mails and store them in an easily accessible place are still ambiguous, experts say.
Software Helps Banks Comply With Patriot Act
News  |  9/18/2003  | 
Anti-money-laundering technology aims to keep companies in step with new law.
The Regulators and the Regulated: New Rules Benefit Both Sides
News  |  9/11/2003  | 
As regulators try to keep up with technology, broker-dealers are scrambling to remain compliant with the shifting regulatory environment.

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