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Compliance Newsflashes: Canadian Regulator Sounds Alarm on Online Brokerage Accounts, and more IDA of Canada Uncovers Online Account Attacks, Wells Fargo Mixes a Security Cocktail, Italy's Banco Antonveneta to Use VASCO for Authentication
Compliance Newsflashes: Estonian Trader Settles With SEC, and more SEC Fines Estonian Web Hacker, CMC Interactive Chooses SunGard for 22c-2 Compliance, HedgeOp Expands in Boston
Safend UpGrades Endpoint Security With Protector 3.0 Safend (Tel Aviv) is introducing version 3.0 of its Safend Protector product suite to provide access control and auditing capabilities for enterprise PCs and connected devices.
Get On the Omnibus: The Mutual Fund Industry Gears up for 22c-2 Mutual funds are focusing on omnibus account activity visibility and reporting as the compliance date for SEC Rule 22c-2 draws near.
Operational Risk Management Goes Global New research from Celent (Boston) suggests that financial services firms across global regions will concentrate much of their spending over the next three years on operational risk management (ORM).
IT Not Aware of GRC Needs Says Compliance Pros A survey of more than 200 governance risk and compliance (GRC) professionals, 37.8 percent of whom represent financial services companies, reports that the majority of respondents believe their IT departments aren't meeting the GRC needs of the business.
Compliance Newsflashes: SEC Seeks XBRL Tools for Web, and more SEC Releases RFP for XBRL Web Tools, FaceTime and Proofpoint Partern for Email and IM Compliance, Kaplan Financial Launches Virtual Series 7 Training
Compliance Newsflashes: SEC Eases Up on SOX for Small and Foreign Companies, and more SEC Announces Sarbanes-Oxley Relief, Kingston and Safend Partner for Port Security, FrontLine Offers Compliance Service for Hedge Funds
Compliance Newsflashes: NYSE Gets Approval for Options Trading, and more SEC Approves NYSE's Options Platform, SEC to Open Probe Studying Effects of Regulation on Investors, Vanguard Using Adaptive Authentication From RSA
Jordan & Jordan Brings on Michael O'Conor as Director Electronic trading expert and Merrill Lynch vet Michael O'Conor becomes Reg NMS consultant.