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News & Commentary
Content tagged with Compliance posted in November 2005
On-Demand Is in Demand
News  |  11/18/2005  | 
On-demand computing offers Wall Street firms more-efficient utilization of technology resources and added flexibility.
E-Mail Contention
News  |  11/18/2005  | 
Broker-dealer Raymond James Financial Services did what few other firms have done: fight SEC allegations - and win.
Stronger Authentication
News  |  11/18/2005  | 
Single-factor authentication is insufficient for online financial services, according to the Federal Financial Institutions Examination Council (FFIEC).
HedgeOp and Backstop Partner to Create Hedge Fund Compliance Platform, and more
News  |  11/17/2005  | 
HedgeOp and Backstop Pair Their Solutions for Hedgies, F. Van Lanschot Implements New Platform
Compliance Newsflashes: London Firms Not Ready for MiFID, Asset Managers Invest in Compliance
News  |  11/10/2005  | 
London Financial Community Ill-Preapared for MiFID, Asset Managers' Compliance Spending Grows
Compliance Newsflashes: Searchspace Improves AML Software, Harvard to Hold Tech Negotiation Seminar
News  |  11/3/2005  | 
Searchspace Releases Version 5.0 of its Anti Money Laundering Software, Harvard Announces Seminar on Technology Negotiation

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