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News & Commentary
Content tagged with Compliance posted in March 2006
Trading Newsflashes: Bloomberg TradeBook Offers Access to CME Eurodollar Options
News  |  3/30/2006  | 
Bloomberg TradeBook Offers Access to CME Eurodollar Options, Griswold Goes Live With Lava ColorPalette, Norwest Venture Partners Invests $12.5 million in HedgeStreet, Eze Castle Software Integrates With Code:Red to Rank Research
Compliance Newsflashes: U.S. Regulators Warn of Bird Flu, and more
News  |  3/23/2006  | 
Avian Flu a Threat Say Regulators, Leeward Hedge Funds Using Fortiva, Actimize Teams With IBM for Online Fraud Prevention
Add Another Bolt to the Cyber Door
News  |  3/21/2006  | 
Financial institutions are searching for multifactor authentication strategies as regulators push more security mandates.
IM: Real-Time Problems
News  |  3/21/2006  | 
Traders increasingly are adopting public instant messaging services, but most of these applications open severe security holes.
Consumers to Foot Compliance Bill?
News  |  3/21/2006  | 
The industrywide cost of compliance has nearly doubled over the past three years, according to the Securities Industry Association (SIA), and costs may be passed on to investors through higher prices and fewer choices.
Basel II Progress Varies by Region
News  |  3/21/2006  | 
When it comes to implementing Basel II compliance technologies, financial institutions' progress is all over the map, according to "Risk Management and Basel II: Comparing the Financial & Credit Risk Vendors," a new research and vendor ranking report from Celent.
3 Keys to Effective AML
News  |  3/21/2006  | 
Compliance Newsflashes: SEC and FSA Sign Information Sharing Agreement, and more
News  |  3/16/2006  | 
SEC and FSA To Cooperate on Global Enforcement, SunGard Acquires Compliance Vendor Dataware Solutions, Proviti and RiskBusiness Partner for Risk Management and Compliance, NetEconomy Brings On a Dozen New AML Clients
House Approves Regulatory Relief Act, and more
News  |  3/9/2006  | 
Congress Approves Financial Services Regulatory Relief Legislation, European Commissioners for Competition Warn of Legislation On Cross-Border Clearing, FSA Back Off Training and Competence Rules
Reg NMS Will Be Delayed: Thain
News  |  3/9/2006  | 
NYSE Group CEO Believes Reg NMS Implementation Will Be Postponed
Trading Newsflashes: The Options Clearing Corp. Applies Monte-Carlo Risk Management to Calculate Margins
News  |  3/9/2006  | 
The Options Clearing Corp. Applies Monte-Carlo Risk Management to Calculate Margins, Korea Exchange Distributes Data via BT Radianz, Reuters Unveils Electronic Trading for Exchange-Traded Instruments, Aegis Software Certifies AthenaTrader with Leading Sell-Side Firms
E*Trade Continues to Blaze the Online Authentication Trail
News  |  3/2/2006  | 
Online discount broker E*Trade adds risk-based authentication to account security efforts.
U.K. Firms Need to Step Up Fraud Management, Says FSA, and more
News  |  3/2/2006  | 
FSA Says U.K. Firms' Fraud Prevention Inadequate, FSTC Gets 15 Firms For Business Continuity Project, Symantec and Orchestria Partner to Sell Smart Tagging
Evergreen to Use Xcitek for Corporate Actions, and more
News  |  3/2/2006  | 
Evergreen Goes Live With Xcitek XSP, Advent Signs Two to Moxy OMS, IW Financial Adds Info on Sudanese Involvement to Workstation

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