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News & Commentary
Content tagged with Compliance posted in July 2006
Compliance Newsflashes: NASD Head Glauber to Retire, Schapiro to Take Over, and more
News  |  7/27/2006  | 
Glauber Out Schapiro In, Trintech and BWise Partner, CipherPass and PostX Join Forces for E-mail Encryption
Compliance Newsflashes: U.S. Regulators Seek Comment on ID Theft Rule Proposal, and more
News  |  7/20/2006  | 
Regulators Address ID Theft With Rule Proposal, NASDAQ Gets SEC Approval for Systems Integration, SEC Swears in Casey as Commissioner, Ariel Capital Management Chooses Salesvision for 22c-2
Janus Capital Group Strengthens Workflows, Reporting and Access to Information
News  |  7/18/2006  | 
SVP and CIO Andrea Young oversees the building of financial metrics and reporting systems at Janus Capital Group to streamline workflows, information access and control over compliance, leading to lower TCO.
Amex CIO Prepares to Launch New Hybrid System, AEMI, for Reg NMS
News  |  7/18/2006  | 
Amex CIO Antoine Shagoury is ramping up the process to launch the exchange's new hybrid trading system AEMI to be ready for Reg NMS.
Domain-Based Phishing Attacks on the Rise
News  |  7/18/2006  | 
MarkMonitor reports that domain-based phishing attacks now represent 73% of all phishing scams.
AIM Management Group Works on Worldwide System Standardization
News  |  7/17/2006  | 
AIM Management's SVP and CTO John H. Deane aims to keep the company flexible as it deploys technology across the globe to reduce costs and meet local and international compliance standards.
Compliance Newsflashes: HSBC Locks Down E-Mail With PGP, and more
News  |  7/13/2006  | 
HSBC Encrypts Email with PGP Gateway Solution, DTCC Enhances to Core Mutual Fund Services, Rule Financial to Offer MiFID Solution, Rule Financial, MiFID, Markets In Financial Instruments Directive, BestX
Compliance Newsflashes: FSA to Monitor Derivatives Activity With Markit, and more
News  |  7/6/2006  | 
FSA Subscribes to Markit Data for OTC Derivatives, AppSwing and Deepnet Partner for Authentication Solution, NASD Launches Compliance Webcasts for Member Compliance Officers and Staff
Investment Management Newsflashes: Sands Capital Management Selects SatuitCRM, and more
News  |  7/6/2006  | 
Sands Capital Management Selects SantuitCRM, JO Hambro Investment Goes Live With SunGard, New York Life Investment Management Strengthens Knowledge With Zoologic

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