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News & Commentary
Content tagged with Risk Management posted in October 2006
What if I Have Laryngitis?
News  |  10/25/2006  | 
Cory Levine, Wall Street & Technology RSA, the security company acquired earlier this year by mega-vendor EMC, announced yesterday its Adaptive Authentication for Phone service, which provides automated, risk-based caller authentication for telephone banking services. In addition to developing a risk score for phone-based transactions and taking appropri
Industry Passes BCP Test, but Uncertainty Lingers
News  |  10/20/2006  | 
Cory Levine, Wall Street & Technology The securities industry underwent a simulated business continuity planning (BCP) test last Saturday, October 14 conducted by the Securities Industry Association, the Bond Market Association, the
Hall of Shame: NYSE Regulation Releases October Rulings
News  |  10/12/2006  | 
Cory Levine, Wall Street & Technology NYSE Regulation today released its monthly roundup of disciplinary actions. Some notable firms made the hit list this month as a result of technology failures, and one can only wonder how these violations got past the firms' various regulatory checks. All totaled six firms and nine individuals were fined. Here are the highlights, or should we say lowlights:

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