Wall Street & Technology is part of the Informa Tech Division of Informa PLC
This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
Michael Oxley Says SOX A Burden At First, But Now A Global Trendsetter Former U.S. Congressman Michael Oxley, vice chairman of Nasdaq, acknowledges that the Sarbanes-Oxley Act he co-authored was too onerous at first -- but says it has since spurred a global compliance trend.
Landmark Launches New BankBroker for Streamlined Compliance New features on the data aggregation solution include Alert Monitor, a new compliance feature that provides streamlined compliance through a consolidated view of activities and items on a single dashboard.
login The new data center will provide hosting, disaster recovery and workspace recovery services for mid-sized to Fortune 500 clients.
Muriel Siebert Passionate About Short Selling Rules When the news about the SEC's emergency order to stop "naked short selling" started leaking out yesterday, I was on the phone with Muriel (Mickie) Siebert discussing the Short Sale Uptick Rule that was lifted one year ago. I definitely had the right person on the phone at the right time. Siebert, renowned for being the first woman to own a seat on the New York Stock Exchange and also for founding the discount brokerage Siebert Financial Corp., was against the removal of the Uptick Rule last year
Anti-Money Laundering Budgets Expected to Grow Modestly Aite Group study finds most banks' anti-money laundering staffing budgets will increase more than 5% over the next two years.
Despite SocGen, Most Firms Still Don't Fully Investigate Suspicious Alerts In spite of recent high-profile financial scandals such as the SocGen rogue trader case, most financial firms are still not fully investigating all suspicious activity alerts, according to a new study by Actimize.
BNP Paribas Buys FRSGlobal To Support Regulatory Reporting in Russia Plans to use FRSGlobal to meet complex Russian reporting rules.
U.S. Bank Spending On Fraud and Authentication Is Rising Gartner survey reveals increase in spending not due to red flag rules.
Pragma and Weeden Launch Second-Generation Anti-Gaming Logic According to Weeden and Pragma, OnePipe Lifeguard's enhanced anti-gaming logic detects and deters more styles of price manipulation strategies without compromising OnePipe's crossing rates.