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News & Commentary
Content tagged with Compliance posted in July 2008
Michael Oxley Says SOX A Burden At First, But Now A Global Trendsetter
News  |  7/25/2008  | 
Former U.S. Congressman Michael Oxley, vice chairman of Nasdaq, acknowledges that the Sarbanes-Oxley Act he co-authored was too onerous at first -- but says it has since spurred a global compliance trend.
Landmark Launches New BankBroker for Streamlined Compliance
News  |  7/22/2008  | 
New features on the data aggregation solution include Alert Monitor, a new compliance feature that provides streamlined compliance through a consolidated view of activities and items on a single dashboard.
News  |  7/18/2008  | 
The new data center will provide hosting, disaster recovery and workspace recovery services for mid-sized to Fortune 500 clients.
Muriel Siebert Passionate About Short Selling Rules
News  |  7/16/2008  | 
When the news about the SEC's emergency order to stop "naked short selling" started leaking out yesterday, I was on the phone with Muriel (Mickie) Siebert discussing the Short Sale Uptick Rule that was lifted one year ago. I definitely had the right person on the phone at the right time. Siebert, renowned for being the first woman to own a seat on the New York Stock Exchange and also for founding the discount brokerage Siebert Financial Corp., was against the removal of the Uptick Rule last year
Anti-Money Laundering Budgets Expected to Grow Modestly
News  |  7/16/2008  | 
Aite Group study finds most banks' anti-money laundering staffing budgets will increase more than 5% over the next two years.
Despite SocGen, Most Firms Still Don't Fully Investigate Suspicious Alerts
News  |  7/16/2008  | 
In spite of recent high-profile financial scandals such as the SocGen rogue trader case, most financial firms are still not fully investigating all suspicious activity alerts, according to a new study by Actimize.
BNP Paribas Buys FRSGlobal To Support Regulatory Reporting in Russia
News  |  7/15/2008  | 
Plans to use FRSGlobal to meet complex Russian reporting rules.
U.S. Bank Spending On Fraud and Authentication Is Rising
News  |  7/14/2008  | 
Gartner survey reveals increase in spending not due to red flag rules.
Pragma and Weeden Launch Second-Generation Anti-Gaming Logic
News  |  7/11/2008  | 
According to Weeden and Pragma, OnePipe Lifeguard's enhanced anti-gaming logic detects and deters more styles of price manipulation strategies without compromising OnePipe's crossing rates.

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