Content tagged with Compliance posted in August 2014
|
SEC Vote Is Drama for the Masses, With No Happily Ever After
All of them hoped it would never come to this.
Predictions Come True as Regulators Swoop
While two out of the five capital markets predictions from July have already come true, let's hope that all five don't actually happen.
SEC Reforms: What Floating NAVs Mean for Money Market Funds & Accounting Software
Money market accounts are a $2.6 trillion industry that impacts nearly every investor who parks cash, so a new SEC rule has major ramifications for a large number of investors.
Flip Sides of the Same Coin: Compliance & Transparency
The upheaval caused by the 2008 financial crisis continues to ripple outward, creating an unsettled environment that has disrupted traditional measures of trust.
London Stock Exchange Group's UnaVista Boosts Presence in North America
As banks and asset managers grapple with EMIR Phase II of European derivatives rules, LSEG's UnaVista emerges as a major player in post-trade, regulatory reporting.
8 Things You Probably Don’t Know About BCBS 239
The Basel Committee on Banking Supervision’s rules for risk reporting are extensive and apply to more financial firms than just the global, systemically important banks.
Accurate Timestamps for Electronic Trading Are a Must
A debate has emerged with the SEC on the need to collect timestamps on multi-party electronic trading data. But what is sufficiently accurate? Is it seconds, milliseconds, microseconds, or nanoseconds?
FATCA: A US Regulation That's Having a Global Impact
FATCA has raised the stakes for data quality and the need for "clean data."
|
Exclusive: Inside the GETCO Execution Services Trading Floor
Advanced Trading takes you on an exclusive tour of the New York trading floor of GETCO Execution Services, the solutions arm of GETCO.
Tweet This