Wall Street & Technology is part of the Informa Tech Division of Informa PLC

This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.

News & Commentary
Content tagged with Compliance posted in January 1999
PM&A Vendors Swap Euro, Y2k for STP, T+1 and More
News  |  1/1/1999  | 
Through the euro conversion, and more at ease with Y2k, vendors turn their attentions to straight-through processing, faster settlement cycles and global connections.
Tide Ebbs for Web Cruisers
News  |  1/1/1999  | 
As financial firms add online access to employee desktops, the Internet has proved to be a double-edged sword. On the one hand, the ability to get messages out quickly by e-mail, or to conduct research online, has increased employee productivity. On the other hand, the World Wide Web, with its tempting information smorgasbord, has snapped up the attention of more and more folks who are supposed to be working. This is why Secure Computing recently released its Smart Filter Internet monitoring and
First Quadrant Integrates Compliance, PM Systems
News  |  1/1/1999  | 
How important is compliance to a company such as First Quadrant? "It's vital," says Lloyd Cole, director and chief information officer of Pasadena, Calif.-based First Quadrant. "In fact, it was the deciding factor in our software selection process."
Yeager, Wood & Marshall Survives Y2k/NT Conversion; DTC Link Is Next
News  |  1/1/1999  | 
It's not unusual these days for IT heads at money management firms to have more than one tech project on their plate at a time. Just ask Gordon Marchand, chief operating officer at New York-based Yeager, Wood & Marshall.

Register for Wall Street & Technology Newsletters
Exclusive: Inside the GETCO Execution Services Trading Floor
Exclusive: Inside the GETCO Execution Services Trading Floor
Advanced Trading takes you on an exclusive tour of the New York trading floor of GETCO Execution Services, the solutions arm of GETCO.