Wall Street & Technology is part of the Informa Tech Division of Informa PLC

This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.

News & Commentary
Content tagged with Compliance posted in July 2007
TradingScreen Releases MiFID In a Box
News  |  7/25/2007  | 
With the MiFID deadline approaching this fall and firms in the midst of preparations, TradingScreen has released its MiFID In a Box offering to help buy side firms meet the upcoming European regulatory guidelines.
Reg NMS and MiFid... Together Forever?
News  |  7/19/2007  | 
Is there a possibility that MiFid and Reg NMS could one day be accepted by regulators on both sides of the Atlantic as being equivalent?
SEC Adopts Anti-Fraud Rule for Hedge Funds
News  |  7/12/2007  | 
The Securities and Exchange Commission (SEC) has adopted an anti-fraud rule that makes it easier for the regulatory body to sue money managers who mislead or defraud investors, including those in hedge funds.

Register for Wall Street & Technology Newsletters
Exclusive: Inside the GETCO Execution Services Trading Floor
Exclusive: Inside the GETCO Execution Services Trading Floor
Advanced Trading takes you on an exclusive tour of the New York trading floor of GETCO Execution Services, the solutions arm of GETCO.