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News & Commentary
Content tagged with Compliance posted in September 2004
Compliance Newsflashes
News  |  9/30/2004  | 
Business Objects Releases Sarbanes-Oxley Analytic Solution; Instinet Group Manages Sarbanes-Oxley Compliance With Movaris; IDS Scheer Upgrades ARIS SOX Audit Manager
Que Es Mas Macho?
Commentary  |  9/21/2004  | 
Wall Street has always been about macho. Who has the power, who gets the Quan (see: Jerry Maguire) and who's on top of the pecking order.
Product Watch
News  |  9/21/2004  | 
iLumin Addresses SOX; SunGard's Overlay Management; Postini Tackles More Than Spam
Looking for Trouble
News  |  9/21/2004  | 
Under new IT leadership, the SEC is upgrading technology to become a better watchdog and maintain market confidence.
Fine-tuning the BCP
News  |  9/21/2004  | 
As business continuity deadlines come and go, firms are still struggling to develop a foolproof plan.
Up Front
News  |  9/21/2004  | 
Performance-Attribution Spending Perks Up; SOX Update: How Compliant Are You?
Compliance Newsflashes
News  |  9/16/2004  | 
Scotia Capital Deploys BT Voice Trading Systems with Built-In BCP; Schwab Settles Mutual Fund Charges with SEC; Mantas Releases AML, Trading Compliance and Broker Compliance Applications
Compliance Newsflash
News  |  9/9/2004  | 
SunGard Acquires Kiodex Compliance Tool
Compliance Newsflashes
News  |  9/2/2004  | 
Panacya Releases Monitoring Solution for Enterprise Messaging Systems; Kenamea and Protegent Join Forces on Compliance Solutions; Security Flaw Found in EMC Centera; Former Invesco Funds Group Employees Settle Market Timing Charges
Veritas Acquires KVS, Gains E-Mail Archiving Capabilities
News  |  9/2/2004  | 
Veritas Software is expanding its ability to move and archive data in a world increasingly concerned with regulatory and compliance issues with this week's acquisition of KVault Software (KVS), an e-mail archiving software developer.

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