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News & Commentary
Content tagged with Compliance posted in June 2005
Time For a Change
News  |  6/29/2005  | 
TD Waterhouse upgrades anti-money laundering efforts with a third-party solution from Mantas.
HP Eases Compliance Monitoring
News  |  6/28/2005  | 
Compliance Quiz
News  |  6/23/2005  | 
How Well Do You Know Your Rules?
Cicada Wants to Know Your Customer
News  |  6/23/2005  | 
On an SIA show floor filled with acronyms, Cicada has chosen to focus on KYC. The financial services industry is being bombarded by regulatory requirements, and Cicada's new solution is aimed at helping securities firms "Know Your Customer."
Eze Castle Eases Trading
News  |  6/23/2005  | 
Eze Castle Software has launched version 4.7 of its flagship Traders Console product with number of enhancements, including improvements to the Eze connect and algorithmic trading.
StreamBase Expands Real-Time Platform
News  |  6/23/2005  | 
StreamBase Systems is giving developers of automated trading applications new tools to analyze real-time data feeds on the fly.
CTOs Go Shopping for Reg NMS
News  |  6/22/2005  | 
With new stock trading rules only a year away, CTOs are facing new compliance burdens under Reg NMS.
Compliance Takes Center Stage
News  |  6/22/2005  | 
Compliance technology was the hot topic as SEC CIO Corey Booth spoke at the annual SIA Technology Conference about how the changing regulatory climate initiated an ongoing technology overhaul at the SEC.
DMA Dominates SIA Conference
News  |  6/22/2005  | 
Routing trades faster and with greater efficiency to more destinations is a major theme on the floor of this year's SIA Conference. Issues such as direct market access and compliance dominate the show's landscape.
SIA 2005: A Whirlwind of Change
News  |  6/22/2005  | 
The world of financial markets technology is changing. Regulation, technology and institutional trading preferences are shaking the industry by its roots. These changes are forcing the industry not only to upgrade technologies but also to reevaluate its mission.
Q4i Presents Broker IQ at SIA Technology Conference, and more
News  |  6/22/2005  | 
Q4i Presents Broker IQ at SIA Technology Conference, Mantas and Integra Partner on Compliance Solution, myC.R.O. Solutions Launches Sarbanes-Oxley Gap Analysis Capability
Orchestria Boosts Active Policy Management
News  |  6/21/2005  | 
In the wake of recent e-mail scandals, New York-based Orchestria (booth 1800) will launch Orchestria 4.0, the latest version of its flagship active policy management (APM) solution.
Accounting for Eagle
News  |  6/21/2005  | 
Although it is known for its portfolio and data management systems, Eagle Investment Systems (booth 2613) is extending into the back office at this year's SIA Conference.
CSS Offerings Span the Gamut
News  |  6/21/2005  | 
Comprehensive Software Systems (CSS; booth 3307), based in Golden, Colo., hopes that being able to offer the gamut of software solutions - from enterprisewide to task-specific modules - will make it a hit at this year's SIA Technology Management Conference and Exhibit.
Key Technologies Cut SOX Compliance Costs by 25 Percent
News  |  6/16/2005  | 
Technology spending for Sarbanes-Oxley compliance is expected to reach $1.713 billion, according to recent reports by AMR Research.
Electronic Trading Newsflashes: ESpeed Submits Bid for Majority Stake in MTS, and more.
News  |  6/16/2005  | 
ESpeed Submits Bid for Majority Stake in MTS, U.S. Institutions Tighten Soft Dollar Spending but Hold Off on Deeper Cuts, Interactive Brokers Add Energy Futures to Global Direct-Access Platform, FIX Protocol Limited Elects Matt Simpson of CME to Cochair Global Technical Committee, Thomas Weisel Chooses Vhayu for Automated Trading Strategies

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