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BearingPoint Offers Podcasts On Data Security and Operational Risk, and more BearingPoint Offers Podcasts On Data Security and Operational Risk, New E&Y Survey Sees Growing Trend Toward Convergence in Internal Controls, Prevari Launches Technology Risk Manager Focus Groups, Zantaz and MDY to Integrate E-Mail Archiving and Records Management Solutions
Mutual Fund Musts Historically, compliance requirements for investment management companies have been driven by regulations.
Restructuring Risk As holistic mandates such as Basel II and Sarbanes-Oxley rouse renewed focus on risk management, financial services firms are altering traditional structures and introducing new roles. JPMorgan leads the pack.
Lines of Communication As firms attempt to speed up the legal search and retrieval process, unified messaging offers a logical answer. Or does it?
There are a number of new sites popping up that focus on aggregating Web information about people. Want to find out what an old friend is doing these days? Curious about what’s being said about you? Two services, Spock and pipl, are now making thBNP Paribas Asset Management Structured Investment Selects Sophis VALUE, Yaletown Technology Group Announces Enhancements for Universal File Importer
Study Finds Small Securities Firms Still Fail To Comply With SEC E-mail Archiving Regulations More than one in three not yet archiving; one in five note even aware they must.
SecureInfo Releases ComplianceAuthority 3.5, and more SecureInfo Releases ComplianceAuthority 3.5, RBC Dain Correspondents Live on SunGard's Protegent BrokerAudit Compliance and Surveillance Solution
Electronic Trading Newsflashes: SEC Delays Sub-Penny Rule Until January 2006, and more SEC Delays Sub-Penny Rule Until January 2006, Schonfeld Group Acquires Trinix Securities, Advent's Moxy Connects to Reuters' Order Routing Network, BNY Brokerage Integrates With Pipeline ATS
Compliance Briefs: Trusted Edge Releases RM Edge 2.5 for Microsoft Exchange for Retention Management and Compliance, and more Trusted Edge Releases RM Edge 2.5 for Microsoft Exchange for Retention Management and Compliance, MessageGate Conducts Corporate E-Mail Audit