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Live Events:
Accelerating Wall Street 2010
May 11, 2010
Bank Systems & Technology Executive Summit 2010
October 3-6, 2010
Advanced Trading's Buy-Side Trading Summit 2010
October 17-19, 2010
Web Events:
Online Account Acquisition - What are the Drivers of Abandonment and Conversion?
March 30, 2010
Accelerating Wall Street 2010
May 11, 2010
Bank Systems & Technology Executive Summit 2010
October 3-6, 2010
Advanced Trading's Buy-Side Trading Summit 2010
October 17-19, 2010
Web Events:
Online Account Acquisition - What are the Drivers of Abandonment and Conversion?
March 30, 2010
Compliance » Trading Compliance
- Senators to Seek Wider 'Volcker Rule' Two Senate Democrats said they will propose placing new limits on proprietary trading by banks and nonbank financial firms, widening the 'Volcker rule' backed by the White House.
- The Odds of Exchange Migration
- UAT Launches Trading Oversight System For Investment Industry
- HedgeOp Launches Compliance Platform For RIAs
- The Bank of New York Mellon’s Pershing Unit Establishes Its First Clearing Relationship in Scandinavia
- Euroccp Adds Two New Participants
- Scottrade Ranks Highest in Self-Directed Investor Satisfaction in 2008
- BNP Paribas Offers New Multi-Trading Facilities Services
- Markit Postpones Rolls
Opinions
-
Larry Tabb
The Odds of Exchange Migration
Though it may seem like a quick fix, migrating OTC products to exchanges is a process fraught with dangers and problems all its own. - Société Générale-Type Fraud Could Happen Again
Société Générale rogue trader Jerome Kerviel wasn't a tech genius; but poor risk controls allowed him to cover up his fraudulent trades.
Blog
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Melanie Rodier
Brokers Get New Social Media Rules (video) FINRA recently issued brokers with new- Why Government Regulators Seem Unprepared
- What Regs Are Next? (video)
- JPMorgan: Regulation Increases Costs
- Executive Bonuses: What Will Regulators Do Next? (video)
- A Few Ideas For Obama On Financial Regulation (video)
Popular Articles
- 10 Trends That Are Reshaping the Wall Street Back Office
- Examiner Sees Accounting Gimmicks in Lehman Demise
- Post-Crisis, Banks Paying Close Attention to Vendor Risk When Choosing Tech Partners
- Direct Access Partners Enhances Multi-Prime Offering for Hedge Funds
- BOX Moves to Equinix NY4 Data Center in Secaucus, New Jersey
- Buffett Kept Distance from Lehman
- Fully Compliant Social Networking Site For Financial Professionals Launches
- JP Morgan's EcoSecurities Closes U.S. Office
- LSE Sells 9% of Turquoise to 3 Global Banks
- CBOE Files for $300 Million IPO
White Papers 