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Compliance » Regulatory Compliance
SunGard Introduces New Compliance Module Within Asset Arena
June 23, 2008Asset Arena Compliance improves compliance workflow and data management from the front to the back office.Deploying Technology to Conquer Your Compliance Demons
June 18, 2008 A well-thought-out strategy that leverages technology and good business practices potentially can automate 20 percent of compliance administrative tasks.SunGard Launches New Compliance Dashboard
June 11, 2008 The StreamCore Compliance dashboard aggregates data from multiple transaction processing systems and aims to help firms supervise their outsourcing providers to ensure compliance.Financial Firms Still Coming to Grips With E-Discovery
May 29, 2008 Despite the penalties for inadequate e-discovery capabilities, many firms still are challenged to establish effective programs.Capgemini Partners With Teradata to Create Compliance and Operations Platform
May 20, 2008 The new platform will enable holistic regulatory reporting and monitoring of trade status issues.Financial Institutions Evaluate Biometrics
April 18, 2008 While financial institutions aren't yet ready for consumer-facing biometrics deployments, these technologies are gaining popularity for behind-the-scenes authentication.Overbearing Market Reform Will Only Slow Market Innovation
April 15, 2008 As investors call for extensive regulatory oversight of certain derivatives, regulators must be careful not to create a regulatory crutch that removes innovation from the markets.Compliance Costs Grow Faster Than Net Income
February 23, 2008 Compliance costs are eating up more and more net income, growing from 2.83 percent of net income in 2002 to 3.69 percent in 2006.More
Ecora Releases New Auditor Professional
Tips & Tricks for Building Composites
Twelve Steps to an Effective GIPS Compliance Program
SIFMA Appoints Tim Ryan CEO
A Practical Guide to Implementing the Global Investment Performance Standards (GIPS) for Asset Managers
Trade Reporting, Surveillance Key To Compliance
Enhanced Shared Assessments Program Can Make Audits Speedier
Deliberating on E-discovery and the Changes to the FRCP
Compliance Newsflashes: Eze Castle Integration Unleashes vSite Disaster Recovery Service, and more stories
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Larry Tabb Columns
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* Toshiba Medical Research Institute seeking Analog ASIC Specialist in Vernon Hills, IL
* UC Berkeley seeking Remedy Administrator/Developer in Berkeley, CA * Lowe's seeking DC Systems Administrator I in Cheyenne, WY * American Tower Corporation seeking Senior IT Project Manager in Southborough, MA * Graduate School of Library and Info Sci seeking Asst Dean for Infrastructure in Champaign, IL For more tech jobs in the industry, visit Wall Street & Technology's Career Portal. |
