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Compliance
Financial Firms Try to Protect Themselves Against the Insider Job
August 18, 2008Following the Societe Generale scandal, Wall Street firms have reexamined their internal security practices. But a number of factors, including the economic downturn and business pressures, continue to make rogue employees a very real threat.Landmark Launches New BankBroker for Streamlined Compliance
July 22, 2008 New features on the data aggregation solution include Alert Monitor, a new compliance feature that provides streamlined compliance through a consolidated view of activities and items on a single dashboard.MEGA Improves Its GRC Suite
June 20, 2008 Version 3.0 of MEGA International's governance, risk and compliance software offers solutions designed to appeal to different types of users and ensure integration with current systems.Deploying Technology to Conquer Your Compliance Demons
June 18, 2008 A well-thought-out strategy that leverages technology and good business practices potentially can automate 20 percent of compliance administrative tasks.Financial Institutions Evaluate Biometrics
April 18, 2008 While financial institutions aren't yet ready for consumer-facing biometrics deployments, these technologies are gaining popularity for behind-the-scenes authentication.Lack of Standardization in Data, Reporting to Hinder Basel II Compliance
March 18, 2008 Nearly half of the more than 100 financial services and compliance professionals who participated in an FRSGlobal survey indicate standardization of their business reporting processes is insufficient.Compliance Costs Grow Faster Than Net Income
February 23, 2008 Compliance costs are eating up more and more net income, growing from 2.83 percent of net income in 2002 to 3.69 percent in 2006.Enhanced Shared Assessments Program Can Make Audits Speedier
January 22, 2008 The Collaborative Software Initiative (CSI) recently joined the Shared Assessments Program, automating the questionnaire by providing a web services front-end application for collection and editing shared assessment submissions and an XML schema for validating and accepting those submissions as XML documents.More
Salaries Expected To Increase For IT Professionals In 2008
Financial Industry’s Pandemic Exercise Gets Mixed Results
Data Breaches Costly For Financial Firms
Identity Theft Top Priority for State Legislators
Streamlining Global Compliance
Asia Tops World for Money Laundering Risk
Financial Services Outperform Other Industries in Records Management
LogicManager Releases Updated Sarbanes-Oxley Solution
Traditional Investigation Methods and New Tech Help Catch Insider Traders
E-Discovery Compliance Growing Increasingly Difficult
CHX Promotes Whitcomb to EVP and Chief Regulatory Officer
Lumigent Audit DB 6.0 Provides Single Platform For Data Collection
Market for Wealth Management Compliance Systems Set to Jump 15% by 2011
Tripwire Announces Enterprise Configuration Audit and Control Solution
BIDS Brings On Richard Levin as CCO
The Proxy Plan: The Future of Shareholder Material Delivery Is Paperless
Brokers Back CSAs to Help Buy Side Achieve Best Execution and Pay Research Providers
RFA’s eHarbor Backs Up Hedge Fund E-Mail
Paisley Consulting Released Its Enterprise GRC Platform
Trial and Error: When It Comes to Compliance, the Bare Minimum Isn’t Enough Anymore
Five Rules For Bringing Your Real-Life Business Into Second Life
Deliberating on E-discovery and the Changes to the FRCP
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EventsLive Events:Navigating the New World of Risk on the Street October 07, 2008 Buy-Side Trading Summit 2008 November 16-18, 2008 Accelerating Wall Street 2009 March 18, 2009 Web Events: CEP Beyond the Trading Desk September 17, 2008 Where the Millionaires Are, What They Want, and the Technology Needed To Serve Them September 25, 2008 |
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