Hardware & Software
The standard covers section 404 of the Sarbanes-Oxley Act, which requires companies and auditors to attest to the effectiveness of internal control over financial reporting.
Legato Preps Firms for Subpoenas; Enigmatec Manages Infrastructure; Fidelity Offers Corp. Actions ASP; BT Syntegra Opens Trading Floor; Linedata's Holistic View; ZipLip Gets Proactive
Learning to Like Compliance
Speakers at InformationWeek Media Network's compliance forum are achieving compliance without disrupting their businesses.
STP’s New Driver: Compliance
Once a darling of the industry that brought people to conferences in droves, STP is back, according to some. But this time, compliance is driving STP efforts, STP itself.
FROM THE SIA SHOW: Legato Preps Firms for Subpoenas
Legato Software (booth #3512) is building a line of business around the capability of responding to one of New York State Attorney General Eliot Spitzer's subpoenas -- specifically, responding to large-but-specific requests from investigators for company e-mails.
FROM THE SIA SHOW: HyperFeed Focuses
HyperFeed Technologies (booth #1427) is going through a metamorphosis, and the company is eager to show the financial-services industry its new look at this year's Security Industry Association Technology Management Conference and Exhibit.
FROM THE SIA SHOW: FaceTime Targets
FaceTime Communications (booth #1620) is looking to cash in on the convergence of two factors -- an explosion in the use of instant messaging at financial institutions and regulations that require those communications be audited and archived.
A Letter From the SIA
This year's program reflects the expanded role of the information technology professional in the securities industry.
Cleansing Historical Data; Scaling for Multi-Style Accounts; Voltage Eases Encryption; NexTrend Offers Mock Accounts; Permabit Addresses Integrity; Adding Clients? Flip the Switch
Mutual funds are taking action to prepare for potential regulations on market timing, but there aren't any easy answers.
2004: The Year of the Monkey
The SIA Technology Management Conference has become one of those annual rights of passage for our industry, similar to the cherry blossoms in D.C. or Opening Day for the Yankees.
Michael Goff prepares T. Rowe Price for the economic upturn with a long-term strategy.