Banks Cry Wolf Over IT Budgets
As Dodd-Frank rolls into Wall Street, banks will claim they don't have the funds to operate in compliance. Cry me a river.
Wolters Kluwer Financial Services Expands Offerings to India
Through its regulatory expertise and technology offerings, the company will help financial professionals comply with industry regulations, including those enforced by Reserve Bank of India (RBI), and Securities and Exchange Board of India (SEBI).
Going Back to Front Office
Buy-side firms must address the new post-Dodd-Frank ecosystem. The first step: Stop focusing on the front office and pay more attention to the back office.
Quote MTF Hires Former FSA Regulator
Pan-European alternative trading venue hired Dr. Adam Farkas, formerly with the Hungarian FSA, to stay ahead of post-MIFID regulatory changes in 2011.