Wall Street & Technology is part of the Informa Tech Division of Informa PLC

This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.

News & Commentary
Content tagged with Compliance posted in September 2014
The FSB's Swaps Data Aggregation Report, a Technical Review
Commentary  |  9/30/2014  | 
The Report discusses legal, technological, and regulatory issues to be resolved in order to obtain a complete view of swap transactions around the world.
Asia/Pacific Challenged by T+2 European Settlement Cycle
Commentary  |  9/30/2014  | 
A survey commissioned by Omgeo shows market participants in Asia/Pacific are ill prepared for Europe's T+2 settlement deadline in October.
Markit Collaboration Services Directory Integrated With Reuters Eikon Messenger
News  |  9/24/2014  | 
The integration is helping users access and collaborate more efficiently with a community of over 250,000 financial professionals.
SEC Commissioner Urges Agency to Reform Equities & Fixed Income Markets
News  |  9/18/2014  | 
In a speech this week, SEC Commissioner Dan Gallagher said the SEC must act on the opaque fixed income markets and put Reg NMS under the microscope.
With UCITS V, $9T Isnít as Easy as It Used to Be
Commentary  |  9/18/2014  | 
With UCITS V's restrictive remuneration rules and hidden costs, going global may get a little less attractive.
Canada's Securities Depository Now a Pre-LOU, Part of Global LEI System
News  |  9/12/2014  | 
Canada's national securities depository, clearing, and settlement service was endorsed as a Pre-LOU ahead of the Oct. 31 trade reporting deadline.


Register for Wall Street & Technology Newsletters
Video
Exclusive: Inside the GETCO Execution Services Trading Floor
Exclusive: Inside the GETCO Execution Services Trading Floor
Advanced Trading takes you on an exclusive tour of the New York trading floor of GETCO Execution Services, the solutions arm of GETCO.