The Tangled OTC Derivatives Marketplace
Rather than build connections to multiple central counterparty clearinghouses, many buy-side firms will rely on third-party services to bridge the gap in OTC derivatives clearing.
The Speed of Change
Unlike regulatory reform, the pace of technology innovation has quickened to help facilitate change in the financial markets.
Status of Financial Reform Bill
he debate over financial reform is heating up today, as the banking committee begins amending Sen. Christopher Dodd's bill today.
List of Indicted Madoff Aides Grows
Two former computer programmers at Bernie Madoff's firm have been indicted by a federal grand jury in Manhattan, bringing to five the number of Madoff aides who have been arrested since the scandal began to unfold 15 months ago.
SEC Concept Release: Make Your Position Known
Taking an active role in working through the SEC Concept Release process is a way for our industry to go on the offense against those that would seek to regulate and/or tax the securities industry out of existence.
Brokers Get New Social Media Rules (video)
FINRA recently issued brokers with new guidelines regarding communications with the public through social networking sites. In this video, Larry Tabb, CEO and founder of TABB Group, outlines what policies and procedures financial firms should have in place to communicate with investors while staying on top of the newest trends in social media.