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News & Commentary
Content tagged with Compliance posted in September 2005
Mantas Selected by Bear Stearns for Anti-Money Laundering and Compliance, and more
News  |  9/29/2005  | 
Mantas Selected by Bear Stearns for Anti-Money Laundering and Compliance, Nasdaq CIO Testifies on Benefits of Electronic Trading and Resiliency of Capital Markets
Boosting BCP
News  |  9/23/2005  | 
At New York-based Lehman Brothers, BCP continues to be a top priority.
BCP: Expect the Unexpected
News  |  9/23/2005  | 
The July terrorist bombings had only a minor impact on London's financial community, mainly because of existing business continuity plans. However, as a result of the tragedy, firms on both sides of the Atlantic are revisiting their procedures.
Securities Police Go High-Tech
News  |  9/23/2005  | 
NYSE Regulation is arming its examiners with tools to identify risk at member firms, brokers and branches.
Financial IT Megatrends
News  |  9/23/2005  | 
In addition to traditional IT spending, financial services institutions will invest another $100 billion in external spending on business process transformation by 2010, according to TowerGroup president and chief executive Karen Cone.
Basel II Falls Flat
News  |  9/23/2005  | 
Despite increased efforts, banks are less certain about the benefits of Basel II compliance, according to a recent survey by Accenture.
BCP: Murphy’s Law Applies
News  |  9/23/2005  | 
Prior to the London bombings in July and the recent disaster along the Gulf Coast caused by Hurricane Katrina, studies and grumblings in the corporate world indicated that business continuity planning (BCP) was no longer a top priority.
Gravitas Technology Signs Manhasset Capital for Its Outsourced Compliance Solution,and more
News  |  9/22/2005  | 
Gravitas Technology Signs Manhasset Capital for Its Outsourced Compliance Solution, Fifteen Financial Institutions Convene to Tackle Business Continuity Issues
Strong Growth in the Hosted E-mail Market Fueled by Concerns Over Security, Archiving and Compliance; and more
News  |  9/15/2005  | 
Strong Growth in the Hosted E-mail Market Fueled by Concerns Over Security, Archiving and Compliance; Postini Announces Integrated Message Management for Enterprises


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