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News & Commentary
Content tagged with Compliance posted in November 2003
Doing the Right Thing: A Regulatory Rant
Commentary  |  11/17/2003  | 
Quattrone, Grasso, laddering, conflict-of-interest, front-running, late trading, hedge-fund investigations ... Will this ever end?
Retention Inattention
News  |  11/17/2003  | 
The majority of organizations fail to provide guidance to their employees, according to a recent study.


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Exclusive: Inside the GETCO Execution Services Trading Floor
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