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News & Commentary
Content tagged with Exchanges posted in June 2013
Canada’s New Aequitas Exchange: No HFT Allowed
News  |  6/25/2013  | 
In a direct jab at the Toronto Stock Exchange, RBC, Barclays and others are creating a new exchange that does not permit any high-frequency trading. Will it work?
SIFMA Sets New Date for Quantum Dawn 2
News  |  6/24/2013  | 
Heavy interest from financial industry participants forced the delay of simulated cyber security exercise.
SIFMA May Delay Quantum Dawn Cyber Attack Simulation
News  |  6/19/2013  | 
Due to increased interest from banking industry participants, SIFMA may delay its planned June 28 cyberattack exercise.
Q&A: Market Surveillance Demands 20-20 Vision
News  |  6/14/2013  | 
Just because regulators are gaining an IT advantage in market surveillance it doesn't mean that broker-dealers can relax. If they want to avoid fines and keep their trading license, remaining vigilant against suspicious trades and compliance infractions is still Job One.
Disclosing Dark Pool Volumes, Only A Matter of Time
Commentary  |  6/13/2013  | 
A panel of Wall Street executives warmed up to the idea of reporting dark pool volumes on a monthly basis, as they debated U.S. equity market structure.
SEC Fines CBOE $6M for "Systemic Breakdowns" in Oversight
News  |  6/12/2013  | 
The U.S. options exchange operator agreed to pay $6 million for failure to police short selling abuses and for interfering in the investigation of a member firm.
What’s Causing The Recent Exchange Outages?
News  |  6/10/2013  | 
Today’s stock exchanges have the best technology ever in the history of financial markets. So why are we seeing more and more stock market outages and trading glitches?
3 "Rs" Of Monitoring Dodd-Frank Trade Reporting
Commentary  |  6/9/2013  | 
The Dodd-Frank deadline for swaps trade reporting is upon the industry and firms can expect even more regulatory change in the next few years.
The Dark Pools’ Choice: Go Into the Light or Down the Drain
News  |  6/7/2013  | 
In a letter to the operators of 15 dark pools, Finra asked for more detail about who knows what happens in these unlit exchanges.
Nasdaq OMX To Enhance Performance Monitoring with CorvilNet
News  |  6/3/2013  | 
CorvilNet will monitor operational performance across trading platforms to improve transparency, reduce risk and increase regulatory compliance.

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