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News & Commentary
Content tagged with Compliance posted in August 2014
SEC Vote Is Drama for the Masses, With No Happily Ever After
Commentary  |  8/21/2014  | 
All of them hoped it would never come to this.
Predictions Come True as Regulators Swoop
Commentary  |  8/19/2014  | 
While two out of the five capital markets predictions from July have already come true, let's hope that all five don't actually happen.
SEC Reforms: What Floating NAVs Mean for Money Market Funds & Accounting Software
Commentary  |  8/18/2014  | 
Money market accounts are a $2.6 trillion industry that impacts nearly every investor who parks cash, so a new SEC rule has major ramifications for a large number of investors.
Flip Sides of the Same Coin: Compliance & Transparency
Commentary  |  8/15/2014  | 
The upheaval caused by the 2008 financial crisis continues to ripple outward, creating an unsettled environment that has disrupted traditional measures of trust.
London Stock Exchange Group's UnaVista Boosts Presence in North America
News  |  8/8/2014  | 
As banks and asset managers grapple with EMIR Phase II of European derivatives rules, LSEG's UnaVista emerges as a major player in post-trade, regulatory reporting.
8 Things You Probably Donít Know About BCBS 239
Commentary  |  8/7/2014  | 
The Basel Committee on Banking Supervisionís rules for risk reporting are extensive and apply to more financial firms than just the global, systemically important banks.
Accurate Timestamps for Electronic Trading Are a Must
Commentary  |  8/7/2014  | 
A debate has emerged with the SEC on the need to collect timestamps on multi-party electronic trading data. But what is sufficiently accurate? Is it seconds, milliseconds, microseconds, or nanoseconds?
FATCA: A US Regulation That's Having a Global Impact
Commentary  |  8/5/2014  | 
FATCA has raised the stakes for data quality and the need for "clean data."


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