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Newsmakers
Angstadt Promoted at Archipelago; JPMorgan Investor Services Appoints New CTO; DTCC Stresses Security with Carey; People on the Move
Product Watch
Ethics 101 for Advisers; A Black Box for Funds; On-the-Go Speakerphone
SEC Sets Back SOX
Sarbanes-Oxley deadlines are delayed, but firms find little solace in the regulation's extension.
Expansive Training Essential To AML Program Success
Just because you have the right technology in place to combat money laundering doesn't mean your AML program will be successful.
Conflicting Priorities
Though it is well known that technology projects should be driven by business priorities, a new study by Framingham, Mass.-based Financial Insights finds that the buy side is having a tough time with this concept.
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