A Note From The Editor
Wall Street & Technology proudly introduces Advanced Trading, a quarterly publication that focuses on the sophisticated strategies and technologies that are driving the future of trading.
IT Portfolio Prowess
Investment managers aren't the only ones who need to manage portfolios. Now, the CIO does, too.
A Watchdog to Watch
No longer neglected or rudderless, the SEC and CIO Corey Booth plan to make great strides to reshape its IT culture.
Making Monte Carlo Work
A recent NASD rule change gives brokers at Commonwealth Financial Network a new tool to add in their investment analysis arsenal.
Risk in a Real-Time World
The world is getting riskier. Not only has geopolitical strife changed compliance risk, but new trading, governance and capital-allocation mechanisms are changing traditional risk measures as well.
Hardware & Software
As part of the extreme makeover of the National Market System, the SEC's Reg NMS proposes that market centers route orders to the venue that offers the best price.
As the Securities and Exchange Commission steps up its efforts to regulate the industry and protect investors, financial institutions must take proactive measures to comply with current and possible future rules before the SEC takes action against them.
REG NMS Cheat Sheet
A synopsis of the 371-page SEC document outlining the Regulation National Market System proposal