Could MF Global’s CIO Have Stopped Jon Corzine?
Regulators are not just bringing charges against Jon Corzine for nearly driving MF Global off the cliff, they're also looking at the broken brokerage’s assistant treasurer. Both may lose their license and never trade again. What does a CIO do if they know that things are not right inside a trading firm?
Q&A: Market Surveillance Demands 20-20 Vision
Just because regulators are gaining an IT advantage in market surveillance it doesn't mean that broker-dealers can relax. If they want to avoid fines and keep their trading license, remaining vigilant against suspicious trades and compliance infractions is still Job One.
Swaps: The Next Frontier
Migration to electronic and multilateral trading in the swaps market will create myriad trading opportunities.
The Future of Corporate Actions Standards
Setting standards on transaction processing and how to communicate the status of financial events between banks and their customers is firmly within our control, and now is the time to take action.
James Toffey Joins GFI to Head Up Electronic Markets
Interdealer broker GFI hired James Toffey, the co-founder and former CEO of Tradeweb, to spearhead its plans to launch regulated trading platforms for cash, derivative financial and commodities products in the U.S. and Europe.