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News & Commentary
Content tagged with Compliance posted in October 2004
Industry Requires ’Macro’ Risk Management, BIS Exec Says
News  |  10/28/2004  | 
Transformations within the financial industry have led to transformations in the risks faced by the industry, and bankers and regulators have to develop better methods for measuring systemic risk.
Compliance Newsflashes
News  |  10/28/2004  | 
IMlogic Offers Compliance for Hedge Funds; Fiserv and Mantas Fight Money Laundering; Bradford & Bingley Selects SunGard's Basel II Capital Manager for Basel II Regulatory Compliance and Credit Risk Management; Sector and Eagle Rock Partnership Provides Business Continuity and Disaster Recovery Solutions
Compliance Takes Center Stage at Wealth Management Conference
News  |  10/21/2004  | 
When it comes to the ever-changing compliance environment, "Business as usual is not an option," said Robert MacGraw, Director of Financial Services at the New Jersey consulting firm, Paragon Solutions.
Compliance Newsflashes
News  |  10/21/2004  | 
PricewaterhouseCoopers Releases New SOX-related Survey; Axentis Launches Version 4.0 of Compliance Software; Laserfiche and OmniRIM Tackle Records Management Together
COMPLIANCE NEWSFLASHES
News  |  10/14/2004  | 
Thomson West Introduces Regulation and Compliance Guide; IBM Announces New Data Storage Systems
Compliance Newsflashes
News  |  10/7/2004  | 
SunGard and Albridge Announce Integrated Solution for Brokerage Compliance; AXS-One Enhances E-mail Capture, Archiving and Retention Platform; RS Investment Management to Settle SEC Market Timing Charges; SunGard Launches Management & Compliance
Essex Investments Tests Permabit’s New Permeon Replication Software
News  |  10/7/2004  | 
Essex Investments went live with Permabit's compliance system, Permeon Compliance Vault, 10 months ago, and has been beta testing its newly released Permeon Replication feature for just over three weeks.
SunGard Business Split Not Likely to Cause Disruption
News  |  10/7/2004  | 
The company is splitting its disaster recovery and software units


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